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Saturday, May 11, 2024

SEC provides updates on the Strong Securities Issuers Project and law enforcement

SEC has provided an update on the Strong Securities Issuers Project, which aims to enhance the quality of listed companies and the performance of personnel. They have also approved regulatory amendments by the SET to improve company screening and supervision.


The Securities and Exchange Commission (SEC) has issued an update on initiatives aimed at improving the quality of listed companies and the performance of personnel in the capital market. These initiatives are part of the Strong Securities Issuers Project and focus on preventing, deterring, and addressing inappropriate behaviors and misconduct.

A recent development in this area is the SEC Board’s approval of amendments to the Stock Exchange of Thailand (SET) regulations to improve the screening process for companies applying for SET listing and to strengthen supervision of listed companies, as proposed by the SET. The SEC also…

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